With great power comes great responsibility-this could not be more evident in financial services and especially for compliance teams.

Financial services organizations remain responsible for managing and protecting not only customers’ money but their most sensitive financial and personal information as well.

Constant changes to regulation, growing practice management concerns around insecure document exchanges, data breaches, fines, and costs associated with noncompliance, all add to the complexity and challenges compliance teams, and in particular compliance officers, are faced with.